Senior Investment Compliance Officer

  • Location: Frankfurt Am Main Area
  • Salary: Competitive
  • Organization: Investment Management

Our client is a leading internationally known investment management company. Currently, they seek to add an experienced Senior Investment Compliance Officer.

The role:

  • Provide support to all European investment professionals with specific focus on the business in Frankfurt;
  • Advice on trading matters (cross-trading, trade aggregations, equitable allocations);
  • Implement and execute pan-European compliance program;
  • Manage the implementation of the market abuse monitoring tools;
  • Contribute to the development of compliance training on investment compliance matters;
  • Manage daily operational business and participate in investment compliance projects;
  • Report and advice the senior management, group board on reports;
  • Execute monitoring, training and reporting actives.


  • 5-8 years of experience within a relevant position;
  • Several years of experience within Portfolio management or Asset Management is a must;
  • Bloomberg proficiency;
  • Good technical knowledge (MIF, MAD II/MAR UCITS, AIFMD, EMIR) ;
  • Trade monitoring experience;
  • Confidence and competence in analysing and presenting reports internally and externally to various audiences;
  • Ability to thrive under ambiguity and demonstrate creativity and intellectual flexibility in an uncertain and rapidly changing environment;
  • Degree from a Recognised University;
  • Fluency in German and English with strong written and verbal communication skills.
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